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audit-adaptivity

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Audit the adaptive window hill-climber and region-resize logic for implementation defects (not algorithm quality)

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Audit the adaptive W-TinyLFU control loop and the admission-window / main-region resize logic for IMPLEMENTATION defects. This is the one eviction subsystem not in /audit-subsystem-safety's scope, and its small-cache path was recently reworked (SMALL_CACHE_THRESHOLD / SMALL_CACHE_SAMPLE_RATIO_CAP), so it has elevated bug density.

Scope boundary — implementation correctness, NOT algorithm quality

The adaptation policy itself is at its tuned frontier. Out of scope: convergence rate, hit-rate, oscillation-as-a-design-tradeoff, and the choice of the tuning constants. Do NOT report "the climber could converge faster / oscillates / constant X should be Y." Report only defects: arithmetic that yields a wrong value, a sign error, a state that violates a structural invariant, a race, a NaN, or an overflow.

Methods in scope

  • climb, determineAdjustment — the feedback step (hit-rate delta → step → adjustment)
  • increaseWindow, decreaseWindow, demoteFromMainProtected — region transfer
  • setMaximumSize — initial window/main split and the SMALL_CACHE_THRESHOLD step-sign flip
  • evictFromWindow / evictFromMain — they consume the region maxima the climber sets

Fields/constants: windowMaximum, mainProtectedMaximum, windowWeightedSize, mainProtectedWeightedSize, stepSize, adjustment, hitsInSample, missesInSample, previousSampleHitRate; HILL_CLIMBER_STEP_PERCENT, HILL_CLIMBER_STEP_DECAY_RATE, HILL_CLIMBER_RESTART_THRESHOLD, HILL_CLIMBER_MIN_INITIAL_STEP, SMALL_CACHE_THRESHOLD, SMALL_CACHE_SAMPLE_RATIO_CAP, QUEUE_TRANSFER_THRESHOLD.

Structural invariants to attack (violations are real bugs)

  1. Region partition sum: windowMaximum + mainMaximum (probation + protected) must equal maximum() after every climb and every resize. Can any single transfer, or a sequence capped by QUEUE_TRANSFER_THRESHOLD, drift the sum?
  2. Non-negative maxima: can windowMaximum or mainProtectedMaximum go negative — a quota larger than the donor region, or repeated decreaseWindow at the floor?
  3. Quota accounting: in increaseWindow/decreaseWindow the quota is decremented per transferred node by policyWeight. With weighted entries, can quota underflow, skip/over-run the loop, or transfer the wrong count? Does the QUEUE_TRANSFER_THRESHOLD cap leave the regions half-adjusted such that the next climb mis-reads them?
  4. determineAdjustment math:
    • requestCount = hits + misses; the early return guards requestCount < effectiveSampleSize. Is the hitRate division ever reachable with requestCount == 0?
    • small-cache branch: effectiveSampleSize = (long)(sampleSize * ratio), where ratio = clamp(initialStep / magnitude). Can initialStep be 0 (maximum 0 or tiny) making magnitude 0 → division by zero? Can the (long) cast truncate ratio so it defeats the intended sample-period growth?
    • nextStepSize uses Math.copySign(max(...), amount). For amount == 0.0 / -0.0, does copySign choose the intended direction? Can stepSize become NaN or 0 and permanently stall adaptation (a stuck-window bug, distinct from slow convergence)?
  5. setMaximumSize at boundaries: the step-sign flip at max <= SMALL_CACHE_THRESHOLD plus a runtime maximum change via Policy.eviction().setMaximum — when maximum crosses SMALL_CACHE_THRESHOLD in either direction, do the window/main split, the stepSize sign, and the sample state stay mutually consistent?
  6. Stale adjustment consumption: climb calls determineAdjustment then increaseWindow/decreaseWindow off adjustment(). When determineAdjustment early-returns (uninitialized sketch, sub-sample request count), can a stale adjustment from a prior cycle be re-applied?

Output

For each defect: give concrete maximum/weight/access values, trace the arithmetic step by step, show the resulting invariant violation or wrong region size, and a Verification (a BoundedLocalCacheTest white-box method plus the required -P flags).

Everything here runs under evictionLock (single-writer), so most findings will be arithmetic / state-corruption, not races — but explicitly check whether any climber-written field (adjustment, stepSize, the region maxima) is also read off-lock by a concurrent reader before concluding "single-writer, cannot race."