Corporate Filings Search

Research

Search SEC and state corporate filings for financial and regulatory information

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I want to install this Agent Skill for this project in Codex.

Source SKILL.md: https://github.com/majiayu000/claude-skill-registry/blob/HEAD/skills/development/corporate-filings-search/SKILL.md

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Corporate Filings Search

Purpose

Search SEC and state corporate filings to access financial statements, regulatory disclosures, executive compensation, and corporate governance information for public and private companies.

When to Use

Financial due diligence on public companies
Executive compensation and insider trading analysis
Regulatory compliance screening
Bankruptcy and distressed company analysis
Investigation of securities law violations
Merger and acquisition due diligence
Investment research and risk assessment
Corporate governance and control analysis

How to Use

The corporate filings tool searches multiple regulatory databases:

SEC Filings: 10-K, 10-Q, 8-K, proxy statements, insider trading forms
State Filings: Annual reports, franchise tax filings, registered agent changes
Financial Data: Revenue, profits, debt levels, cash flow
Executive Information: Compensation, stock ownership, transactions
Legal Proceedings: Material litigation and regulatory actions
Corporate Changes: Mergers, spin-offs, name changes, bankruptcies

Examples

Public company due diligence:

Target: XYZ Corp (NYSE: XYZ)
Analysis: 5-year financial performance, debt levels, legal risks
Focus: Recent 10-K/10-Q filings, material adverse changes

Executive background investigation:

Subject: Jane Smith, former CEO of ABC Inc
Research: Compensation history, insider trading, board positions
Compliance: Potential conflicts of interest and regulatory issues

Distressed company analysis:

Entity: Manufacturing Corp showing financial stress
Investigation: Debt covenants, going concern issues, asset sales
Risk Assessment: Bankruptcy probability and recovery prospects

Securities violation investigation:

Target: Suspected insider trading scheme
Analysis: Form 4 filings, trading patterns around material announcements
Evidence: Timeline of trades vs disclosure of material information

Important Notes

SEC EDGAR database provides comprehensive public company information
State filing requirements and databases vary significantly
Some information may be available with time delays (quarterly/annually)
Private company filings are generally more limited than public companies
Cross-reference financial data with independent sources for accuracy
Pay attention to auditor opinions and going concern qualifications
Material adverse changes may be disclosed in 8-K current reports
Executive compensation data is detailed in annual proxy statements
Historical filings may provide context for current financial position