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PM-4_plan-of-action-and-milestones-process

Productivity
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Implement a process to ensure that plans of action and milestones for the information security, privacy, and supply chain risk management programs and

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Source SKILL.md: https://github.com/CyberStrikeus/CyberStrike/blob/HEAD/.cyberstrike/skill/NIST/SP800-53_rev5/PM_program-management/PM-4_plan-of-action-and-milestones-process/SKILL.md

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PM-4 Plan of Action and Milestones Process

High-Level Description

Family: Program Management (PM) Framework: NIST SP 800-53 Rev 5

The plan of action and milestones is a key organizational document and is subject to reporting requirements established by the Office of Management and Budget. Organizations develop plans of action and milestones with an organization-wide perspective, prioritizing risk response actions and ensuring consistency with the goals and objectives of the organization. Plan of action and milestones updates are based on findings from control assessments and continuous monitoring activities. There can be multiple plans of action and milestones corresponding to the information system level, mission/business process level, and organizational/governance level. While plans of action and milestones are required for federal organizations, other types of organizations can help reduce risk by documenting and tracking planned remediations. Specific guidance on plans of action and milestones at the system level is provided in CA-5.

What to Check

  • Verify PM-4 Plan of Action and Milestones Process is documented in SSP
  • Validate all 3 control requirements are implemented
  • Confirm control is operating effectively
  • Review evidence of continuous monitoring for PM-4

How to Test

Step 1: Review Documentation

Examine the System Security Plan (SSP) and related artifacts for PM-4 implementation details. Verify the organization has documented how this control is satisfied.

Step 2: Validate Implementation

# For cloud environments, use cloud-audit-mcp tools
# For on-premises, review system configurations directly

# Example: Check if account management policies exist
grep -r "account.management\|access.control" /etc/security/ 2>/dev/null

Step 3: Test Operating Effectiveness

Verify the control is actively functioning, not just documented. Check logs, configurations, and operational evidence.

Tools

ToolPurposeUsage
Manual ReviewDocumentation and interview-basedN/A

Remediation Guide

Control Statement

Implement a process to ensure that plans of action and milestones for the information security, privacy, and supply chain risk management programs and associated organizational systems: Are developed and maintained; Document the remedial information security, privacy, and supply chain risk management actions to adequately respond to risk to organizational operations and assets, individuals, other organizations, and the Nation; and Are reported in accordance with established reporting requirements. Review plans of action and milestones for consistency with the organizational risk management strategy and organization-wide priorities for risk response actions.

Implementation Guidance

The plan of action and milestones is a key organizational document and is subject to reporting requirements established by the Office of Management and Budget. Organizations develop plans of action and milestones with an organization-wide perspective, prioritizing risk response actions and ensuring consistency with the goals and objectives of the organization. Plan of action and milestones updates are based on findings from control assessments and continuous monitoring activities. There can be multiple plans of action and milestones corresponding to the information system level, mission/business process level, and organizational/governance level. While plans of action and milestones are required for federal organizations, other types of organizations can help reduce risk by documenting and tracking planned remediations. Specific guidance on plans of action and milestones at the system level is provided in CA-5.

Risk Assessment

FindingSeverityImpact
PM-4 Plan of Action and Milestones Process not implementedMediumProgram Management
PM-4 partially implementedLowIncomplete Program Management

CWE Categories

CWE IDTitle
N/ANo direct CWE mapping

References

Checklist

  • Control documented in SSP
  • Implementation evidence collected
  • Operating effectiveness validated
  • Continuous monitoring in place
  • Related controls (CA-5, CA-7, PM-3, RA-7, SI-12) reviewed