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ash-instrumentation

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Instrument YugabyteDB ASH (Active Session History) wait states: add a new WaitStateCode, choose the right macro for synchronous vs asynchronous/callback code paths, register background trackers, plumb ASH metadata through RPCs, and test with wait_states-itest. Use when adding or changing wait states, or when instrumenting a code path for ASH anywhere under src/yb.

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Instrumenting ASH wait states

Active Session History (ASH) samples, for every running RPC/task, the wait state it is currently in: what resource it is blocked on. This skill is the current, code-accurate procedure for adding or instrumenting wait states.

Scope: TServer / DocDB C++ code only (src/yb). These macros and the WaitStateCode enum are for the TServer/DocDB layer. Do not use them in PostgreSQL backend code (src/postgres) — PG has its own wait-event mechanism (pgstat wait events / yb_ash.c).

For the full file/line code map (enum tables, macro definitions, collector, proto options), read reference.md in this skill directory.

Mental model

  • A wait state is the resource a task is blocked on, at a granularity that is meaningful to a developer/user — not fine-grained.
  • Coarse on purpose: do not add wait states for spinlocks/mutexes. Instrument the places where you wait on a condition variable, a callback, IO, network (outgoing RPC), or a row/txn lock.
  • A few CPU states exist but are kept coarse.
  • Every WaitStateCode is assigned a coarse WaitStateType (kCpu, kDiskIO, kRPCWait, kWaitOnCondition, kLock) — tag it with the resource it spends the most time on.

Decision tree: which macro?

All macros are in src/yb/ash/wait_state.h (header is included as yb/ash/wait_state.h).

SituationUse
Synchronous wait on the current thread; auto-revert at scope endSCOPED_WAIT_STATUS(Code)
Set immediately, no scope/auto-revert (or set on a specific ptr)SET_WAIT_STATUS(Code) / SET_WAIT_STATUS_TO(ptr, Code)
Pick between two events based on the current query idSCOPED_WAIT_STATUS_FOR_QUERY_ID(fixed_query_id, if_match, otherwise)
Work handed off to another thread / threadpool / a callbackDo NOT use SCOPED. See async pattern below

Note: pass the code without the k prefix — the macros prepend yb::ash::WaitStateCode::k (e.g. SCOPED_WAIT_STATUS(RocksDB_Flush)).

Synchronous (most common)

void DoSyncWork() {
  SCOPED_WAIT_STATUS(MyClass_MyWait);   // entered here
  ... blocking work ...
}                                        // reverts to previous code on scope exit

Asynchronous / callback (gets this wrong → DFATAL or missed samples)

When the work continues on a different thread or completes in a callback, the calling thread exits the function immediately, so a scoped revert would clear the state too early. Instead:

  1. In the caller, just before handing off:
    • SET_WAIT_STATUS(MyClass_MyWait) (or on the explicit wait-state ptr), and
    • ASH_ENABLE_CONCURRENT_UPDATES() — required because the state may now be updated from more than one thread. Omitting this can DFATAL in ~ScopedWaitStatus and fail tests.
  2. In the worker thread / callback:
    • ADOPT_WAIT_STATE(ptr) to adopt the RPC/task's wait state onto this thread, then
    • set the appropriate code (SET_WAIT_STATUS / SCOPED_WAIT_STATUS).

The ServicePool already adopts the inbound RPC's wait state for the initial handler thread, so you only need ADOPT when you hand work to another threadpool/layer. YBClient::FlushAsync already adopts correctly — if you only call FlushAsync you don't need to redo it.

Real examples (these files are large — grep for the macros instead of reading top to bottom):

  • Caller handing off work: grep -n 'ASH_ENABLE_CONCURRENT_UPDATES\|SET_WAIT_STATUS' src/yb/tablet/write_query.cc — the SET_WAIT_STATUS(OnCpu_Passive) + ASH_ENABLE_CONCURRENT_UPDATES() pair just before handoff.
  • Worker/callback picking it up: grep -n 'ADOPT_WAIT_STATE' src/yb/tablet/operations/operation_driver.cc — each entry point does ADOPT_WAIT_STATE(wait_state()) then sets the code.

Add a new wait state (checklist)

  1. Enum entry — add the WaitStateCode under the correct Class group in src/yb/ash/wait_state.h (the WaitStateCode enum, grouped by YB_ASH_MAKE_EVENT(<Class>) markers). The first entry of a class carries the marker; subsequent ones just list the name.
  2. Type mapping — add a case to GetWaitStateType(...) in src/yb/ash/wait_state.cc returning the right WaitStateType.
  3. Description — add a case to GetWaitStateDescription(...) in src/yb/ash/wait_state.cc. This switch has no default, so a missing case is caught; the string surfaces in the yb_wait_event_desc view.
  4. Aux description — add a case to GetWaitStateAuxDescription(...) in src/yb/ash/wait_state.cc (just below GetWaitStateType). This is a third switch that also has no default, so a missing case is a compile error (-Werror=switch) — easy to forget. Put codes that set a tablet id in the "This contains tablet ID." group; otherwise add them to the return "" group.
  5. Instrument the code path — use the decision tree above at the actual wait site.
  6. Test (two parts) — (a) add the code to INSTANTIATE_TEST_SUITE_P(...) in src/yb/integration-tests/wait_states-itest.cc to prove the state is entered (extend the per-code switches at lines ~110 / ~718 / ~950 if a special workload is needed); and (b) add a pg_ash-test.cc test asserting the ASH sample carries the correct query_id for the new path (see "Test it" below). Both are required.

Set the tablet id wherever applicable

If the wait happens in the context of a specific tablet, set it on the wait state so it shows up in wait_event_aux / the sample — it is one of the most useful fields for narrowing down a hotspot. Use:

  • ash::WaitStateInfo::UpdateCurrentTabletId(tablet_id) — static; sets it on the current thread's wait state (the common case for RPC handlers; see service_util.cc, cdc_service.cc, backup_service.cc).
  • wait_state_ptr->UpdateTabletId(tablet_id) — when you hold an explicit WaitStateInfo (background tasks; see transaction_participant.cc, xcluster_poller.cc).

Set it as early as the tablet is known. Both take a TabletIdView.

Set it once per RPC/wait state, at the outermost point where the tablet is known — you do not need to re-set it at each API/call layer the request passes through. The value rides on the wait state, so later layers inherit it. Note the tablet id is not part of the metadata sent across RPCs (unlike query_id/root_request_id) — it lives only on the local wait state, so a downstream RPC handler that needs it must set it again on its own side.

Background tasks (non-RPC)

A lot of DocDB IO runs on background threads with no RPC to attach to. To make those visible to ASH:

  • Create a WaitStateInfo for the task, give it a FixedQueryId, Track() it on the relevant WaitStateTracker, and Untrack() on teardown.
  • Existing trackers (src/yb/ash/wait_state.cc): FlushAndCompactionWaitStatesTracker, RaftLogWaitStatesTracker, SharedMemoryPgPerformTracker, XClusterPollerTracker, MinRunningHybridTimeTracker, etc.
  • The collector only samples trackers it knows about. If you add a new tracker, wire it into ActiveSessionHistory() in src/yb/tserver/pg_client_service.cc (next to the existing AddWaitStatesToResponse(... Tracker() ...) calls), otherwise the state will be entered but never sampled.

Choosing the query id — ASK THE USER for background tasks

Every ASH sample carries a query_id. For a user-driven (RPC) path the query id flows in automatically from the YSQL/YCQL layer — do nothing.

For a background/non-RPC task there is no user query id, so you must assign a FixedQueryId (src/yb/ash/wait_state.h, e.g. kQueryIdForFlush, kQueryIdForCompaction). This is a deliberate choice, not something to invent silently — STOP and prompt the user:

"This path is a background task with no user query id. Should I (a) reuse an existing FixedQueryId (which one?), or (b) add a new FixedQueryId entry for it?"

  • Reuse when the work belongs to an existing background category (e.g. another flush/compaction step → kQueryIdForFlush).
  • Add a new one when it is a distinct category users should be able to filter on. Append it to the FixedQueryId enum with the next explicit number (do not reorder existing entries).

Set it on the wait state via UpdateMetadata({.query_id = std::to_underlying(FixedQueryId::k...)}) (see flush_job.cc, compaction_job.cc, xcluster_poller.cc).

Plumbing ASH metadata through RPCs

AshMetadata (query_id, root_request_id, etc.) must follow any sub-RPCs launched. Use the proto options defined in src/yb/rpc/service.proto:

  • option (yb.rpc.service_send_metadata) = true; — send metadata with all RPCs of a service.
  • option (yb.rpc.send_metadata) = true; — opt in for a single RPC (when the service flag is off).
  • option (yb.rpc.exclude_metadata) = true; — opt out for one RPC (when the service flag is on).

The thread creating the OutboundCall must have the correct wait state adopted (see the async pattern). On the receiver, the thread that created the InboundCall has the metadata.

Threading ASH metadata through the master

The master is not sampled by the ASH collector (the sampler runs in pg_client_service on the tserver). But many user operations are orchestrated by the master and do their real work on tservers (e.g. index backfill, alter table). For ASH to attribute that tserver work to the originating query, the wait-state metadata must be threaded through the master layer and onto the downstream RPCs — the master is a pass-through, not an endpoint.

Master async tasks (AsyncTabletLeaderTask subclasses, BackfillTable/BackfillTablet) run later on a callback pool, decoupled from the thread that received the originating RPC, so you cannot rely on the current thread's wait state at execution time. Pattern (see src/yb/master/backfill_index.{cc,h} and src/yb/master/async_rpc_tasks.{cc,h}):

  1. Capture the wait state when the task object is constructed (still on the originating thread): store ash::WaitStateInfo::CurrentWaitState() in a member, falling back to a fresh std::make_shared<ash::WaitStateInfo>() (or CreateIfAshIsEnabled<ash::WaitStateInfo>() and copy metadata via wait_state_->UpdateMetadata(current_state->metadata())). Optionally tag the path with UpdateAuxInfo({.method = "BackfillIndex"}).
  2. Adopt it in every entry point that runs on a pool thread — SendRequest, HandleResponse, UnregisterAsyncTaskCallback, launch/run methods — via ADOPT_WAIT_STATE(wait_state_).
  3. Send it downstream: set option (yb.rpc.send_metadata) = true; on each master→tserver RPC that must carry the metadata (e.g. MasterDdl.BackfillIndex in master_ddl.proto; AlterSchema, GetSafeTime, BackfillIndex, BackfillDone in tserver_admin.proto).

Instrumenting a wait event in the pg_client service layer (Perform path)

The collector filters out the high-frequency control RPCs before sampling. ShouldIgnoreCall(...) in src/yb/tserver/pg_client_service.cc (~2398) drops any call whose aux_info().method() is ActiveSessionHistory, AcquireAdvisoryLock, or Perform when req.ignore_ash_and_perform_calls() is set. The real ASH sampler always sets that flag (pg_client.cc:1756), so in production these RPCs are filtered.

Perform is the main YSQL data path, so most pg_client service-layer work runs under a Perform call. A wait state you add there is dropped by this filter unless its code is explicitly allowlisted. There is one carve-out today: kXCluster_WaitForSafeTime.

So when instrumenting a wait event reachable from the pg_client service layer (inside a Perform handler), add your WaitStateCode to the Perform allowlist in ShouldIgnoreCall alongside kXCluster_WaitForSafeTime, or the sample is silently discarded in production:

if (method == "Perform" &&
    wait_state.wait_state_code() != std::to_underlying(ash::WaitStateCode::kXCluster_WaitForSafeTime) &&
    wait_state.wait_state_code() != std::to_underlying(ash::WaitStateCode::kYourNewCode)) {
  return true;
}

Watch for the false pass: wait_states-itest may not set ignore_ash_and_perform_calls, so the "entered" test can pass while the production sampler drops the sample. The pg_ash-test.cc query-id test queries yb_active_session_history (the real flagged path) and will catch a missing allowlist entry.

Test it

1. Wait state is entered — wait_states-itest

Add the code to INSTANTIATE_TEST_SUITE_P in src/yb/integration-tests/wait_states-itest.cc, then:

# from repo root
./yb_build.sh release --cxx-test wait_states-itest --gtest_filter "*<YourCode>*"

2. Query id is correct — pg_ash-test (REQUIRED for every new path)

wait_states-itest only proves the state was entered; it does not check the query_id. You must also add a test in src/yb/yql/pgwrapper/pg_ash-test.cc that confirms the ASH sample for the new wait event carries the expected query_id. Pick the pattern that matches the path:

  • User-driven (RPC) path — assert the sample carries the real query id from the user statement (pattern: TestTServerMetadataSerializer, ~line 990):

    auto query_id = ASSERT_RESULT(conn_->FetchRow<int64_t>(
        "SELECT queryid FROM pg_stat_statements WHERE query LIKE '<your stmt>%'"));
    // ... drive the workload ...
    auto count = ASSERT_RESULT(conn.FetchRow<int64_t>(Format(
        "SELECT COUNT(*) FROM yb_active_session_history "
        "WHERE query_id = $0 AND wait_event = '<YourCode>'", query_id)));
    ASSERT_GT(count, 0);
    
  • Background / non-RPC task — assert the sample carries the chosen FixedQueryId (pattern: TestMinRunningHybridTimeWaitEventHasTabletId, ~line 1013):

    const auto query_id = std::to_underlying(ash::FixedQueryId::kQueryIdFor<...>);
    ASSERT_OK(WaitFor([&]() -> Result<bool> {
      return VERIFY_RESULT(conn_->FetchRow<int64_t>(Format(
          "SELECT COUNT(*) FROM yb_active_session_history "
          "WHERE query_id = $0 AND wait_event = '<YourCode>'", query_id))) > 0;
    }, 30s * kTimeMultiplier, "wait for <YourCode> ASH sample"));
    

The COUNT(*) FROM yb_active_session_history WHERE query_id = $0 ... assert above is the same shape in every test. Prefer a shared helper for it if one exists in the ASH test utilities (or factor one out) rather than re-inlining the raw SQL in each new test.

Run it:

./yb_build.sh release --cxx-test pg_ash-test --gtest_filter "*<YourTestName>*"

For a background/non-RPC state, also confirm its tracker is wired into ActiveSessionHistory() so the collector samples it (otherwise the query above will never return a row). Manual check:

SELECT DISTINCT wait_event, query_id FROM yb_active_session_history WHERE wait_event = '<YourCode>';
SELECT * FROM yb_wait_event_desc WHERE wait_event = '<YourCode>';

See src/AGENTS.md for general build/test guidance.

Common pitfalls

  • Async path without ASH_ENABLE_CONCURRENT_UPDATES() → DFATAL in ~ScopedWaitStatus, test failures.
  • Using SCOPED_WAIT_STATUS for async handoff → state cleared before the work runs; sample missed.
  • New background tracker not wired into ActiveSessionHistory() → state entered but never collected.
  • Master-orchestrated work (backfill, alter) where the metadata is not threaded through the master tasks (capture in ctor, ADOPT_WAIT_STATE in each pool-thread entry point, send_metadata on the downstream RPC) → tserver-side samples show query_id = 0 instead of the originating query.
  • Wait event on a Perform (pg_client service-layer) path not added to the ShouldIgnoreCall allowlist → wait_states-itest passes but the real sampler drops the sample in production.
  • Forgetting the GetWaitStateType, GetWaitStateDescription, or GetWaitStateAuxDescription case for a new code. All three switches lack a default; the last is the one most often missed and it breaks the build.
  • SCOPED_WAIT_STATE / SET_WAIT_STATE do not exist — the macros are SCOPED_WAIT_STATUS / SET_WAIT_STATUS.

Self-check before finishing

Verify the change covers all that apply:

  • Instruments TServer/DocDB code under src/yb, not PG backend code (src/postgres).
  • WaitStateCode enum entry in the right Class group (wait_state.h).
  • GetWaitStateType case returning the resource it waits on most (wait_state.cc).
  • GetWaitStateDescription case (wait_state.cc).
  • GetWaitStateAuxDescription case (wait_state.cc) — third no-default switch; missing = build break.
  • Right macro at the wait site: SCOPED_WAIT_STATUS for sync; SET_WAIT_STATUS (caller) + ADOPT_WAIT_STATE (worker/callback) for async — never a bare scoped on the caller for async.
  • Entered test: code added to INSTANTIATE_TEST_SUITE_P in wait_states-itest.cc.
  • Query-id test in pg_ash-test.cc (user-driven → real query_id; background → FixedQueryId).
  • Async path: ASH_ENABLE_CONCURRENT_UPDATES() at the handoff.
  • Background/non-RPC path: Track/Untrack on a WaitStateTracker, and a new tracker wired into ActiveSessionHistory() in pg_client_service.cc.
  • Background/non-RPC path: asked the user whether to reuse or add a FixedQueryId (not invented silently).
  • pg_client service-layer (Perform path) wait event: code added to the Perform allowlist in ShouldIgnoreCall (pg_client_service.cc), else the production sampler drops it.
  • Master-orchestrated path: wait state captured in the task ctor, ADOPT_WAIT_STATE in each pool-thread entry point, and send_metadata set on the downstream master/tserver RPCs.